If you’re navigating the intricate world of stockbrokers and financial advisors, understanding the background of individuals like Jordan Meadow is crucial.
Here’s a breakdown of pertinent details about Mr. Jordan Paul Meadow, a prominent figure in the New York, NY, financial scene.
Table of Contents
Key Information about Jordan Meadow:
| Attribute | Details |
| Name | Mr. Jordan Paul Meadow |
| Current Employer | Not currently registered with FINRA |
| Previous Firms | Spartan Capital Securities, Newbridge Securities Corporation, Maxim Group, Reid & Rudiger |
| Function | Stock Broker/Financial Advisor |
| Aliases | Jordan Meadow |
| Primary Location | New York, NY |
| CRD# | 6116538 |
| Can be sued in FINRA arbitration | Yes |
| Sanctioned by FINRA | No |
| Subject of Pending SEC investigation | Yes |
| Discloses outstanding judgment/liens | Yes |
Insights into Jordan Meadow’s Profile
Jordan Paul Meadow has an extensive history within the financial sector, having worked with notable firms such as Spartan Capital Securities, Newbridge Securities Corporation, Maxim Group, and Reid & Rudiger. His primary role has been that of a Stock Broker and Financial Advisor, showcasing a wealth of experience in guiding clients through the complexities of financial markets.
Current Employment Status
As of now, Jordan Meadow is not registered with FINRA, the Financial Industry Regulatory Authority. This status implies that he may not be actively involved in brokerage activities at the moment.
Previous Professional Engagements
His journey includes stints at Spartan Capital Securities, a renowned financial institution known for its innovative approach, as well as other reputable firms like Newbridge Securities Corporation, Maxim Group, and Reid & Rudiger.
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Location and Aliases
Jordan Meadow operates primarily from New York, NY, and is commonly known by his alias, Jordan Meadow, in professional circles.
Regulatory Information
His CRD# (Central Registration Depository number) is 6116538, a unique identifier used in the financial industry to track and regulate individuals engaged in securities activities.
Legal and Regulatory Standing
It’s essential to note that Jordan Meadow can be sued in FINRA arbitration if the need arises. However, he has not faced sanctions from FINRA, indicating a clean record in terms of regulatory compliance.
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SEC Investigation And Financial Disclosures
While he is not currently sanctioned by FINRA, Jordan Meadow is the subject of a pending SEC investigation. Additionally, he discloses outstanding judgment/liens, a factor potential clients or partners may want to consider.
Understanding the nuances of Jordan Meadow’s professional history and regulatory standing provides a comprehensive perspective for anyone considering financial engagements with this New York stockbroker.
It’s crucial for individuals and entities to conduct thorough due diligence based on these details before making informed decisions in the financial realm.
Accusations Of Insider Trading Against Jordan Meadow By The U.S. Securities And Exchange Commission
In June 2023, the U.S. Securities and Exchange Commission lodged a formal complaint against Jordan Meadow, asserting that he illicitly obtained nonpublic information regarding potential mergers and acquisitions involving public companies. The information was allegedly accessed from the laptop of Meadow’s girlfriend, who held a position at a prominent New York-based investment bank.
As per the SEC, Meadow capitalized on this inside information to execute trades, reaping profits exceeding $730,000. Furthermore, he purportedly provided trading recommendations to clients through his brokerage, leveraging the undisclosed details and resulting in multimillion-dollar gains for them. Meadow himself earned hundreds of thousands in commissions.
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The complaint seeks various remedies, including a permanent injunction, disgorgement with interest, civil penalties, and a prohibition from holding positions as officers or directors of public companies.
FINRA records for Jordan Meadow reveal that the Internal Revenue Service initiated a lien totaling $245,736 in Federal Court in Hartford, CT, in January 2023, relating to unpaid back taxes.
The Financial Industry Regulatory Authority (FINRA) serves as the regulatory body licensing and overseeing stockbrokers and brokerage firms.
Brokers and firms are obligated by FINRA to report customer complaints, disputes, and regulatory sanctions.
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Additionally, brokers must disclose specific financial matters such as personal bankruptcies, judgments, and liens.
Reclaim Your Investment Losses Now With Rex Securities Law
If you’ve experienced investment losses in an account managed by Jordan Meadow, reach out to us for a complimentary consultation with an experienced securities lawyer.
Discover how you may be eligible to recover damages through FINRA arbitration. Operating from offices in Boca Raton, FL, and Austin, TX, attorney Bob Rex specializes in representing investors across the nation seeking restitution for investment losses resulting from the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
For inquiries regarding the handling of your account, dial (877) 224-3199 to engage in a conversation with an experienced securities attorney at no charge to you.
The majority of cases are managed on a contingent fee basis, ensuring that you only incur legal fees if we achieve a successful outcome.
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SEC Investigation and Financial Disclosures
While he is not currently sanctioned by FINRA, Jordan Meadow is the subject of a pending SEC investigation. Additionally, he discloses outstanding judgment/liens, a factor potential clients or partners may want to consider.
Understanding the nuances of Jordan Meadow’s professional history and regulatory standing provides a comprehensive perspective for anyone considering financial engagements with this New York stockbroker.
It’s crucial for individuals and entities to conduct thorough due diligence based on these details before making informed decisions in the financial realm.
Wrapping up:
In the wake of the U.S. Securities and Exchange Commission’s (SEC) allegations against Jordan Meadow for insider trading, the financial landscape is poised for potential transformation. Meadow is accused of leveraging nonpublic information, allegedly obtained from his girlfriend’s laptop at a New York investment bank, to make substantial gains exceeding $730,000.
The SEC’s comprehensive complaint seeks a permanent injunction, disgorgement with interest, civil penalties, and a bar from serving as officers or directors of public companies. As legal proceedings unfold, the case carries significant implications for both Meadow’s professional standing and the broader framework of insider trading regulations.
